This article appeared in The Monist, 85 (2002): 285-304.
How Psychopaths Threaten Moral
Rationalism, or
Is it Irrational to Be
Amoral?
Over the last 20 years, a
number of central figures in moral philosophy have defended some version of
moral rationalism, the idea that morality is based on reason or rationality
(e.g., Gewirth 1978, Darwall 1983, Nagel 1970, 1986, Korsgaard 1986, Singer
1995; Smith 1994, 1997).
According to rationalism,
morality is based on reason or rationality rather than the emotions or cultural
idiosyncrasies, and this has seemed to many to be the best way of securing a
kind of objectivism about moral claims.
Consider the following representative statements:
Just as there are rational
requirements on thought, there are rational requirements on action, and altruism
is one of them. . . . If the requirements of ethics are rational requirements,
it follows that the motive for submitting to them must be one which it would be
contrary to reason to ignore (Nagel 1970, p. 3).
The Kantian approach to
moral philosophy is to try to show that ethics is based on practical
reason: that is, that our ethical
judgments can be explained in terms of rational standards that apply directly to
conduct or to deliberation. Part of
the appeal of this approach lies in the way that it avoids certain sources of
skepticism that some other approaches meet with inevitably. If ethically good
action is simply rational action, we do not need to postulate special ethical
properties in the world or faculties in the mind in order to provide ethics with
a foundation (Korsgaard 1986, p. 311).
If our concept of rightness
is the concept of what we would desire ourselves to do if we were fully
rational, where this is a desire for something of the appropriate substantive
kind, then it does indeed follow that our moral judgements are expressions of
our beliefs about an objective matter of fact (Smith 1994, p. 185).
As these passages indicate,
the consequences are profound and reassuring if moral rationalism is true. So it’s no wonder that the view has
drawn such a distinguished following.
Despite the appealing
consequences promised by rationalism, I’ll argue that the view is implausible.
There are, I maintain, two quite
different kinds of claims available to the rationalist, a conceptual claim and
an empirical claim. I’ll argue that
each of these claims is threatened by considerations about psychopaths, but in
radically different ways. Conceptual Rationalism claims that it is part of our
concept of morality that moral requirements are requirements of reason. The problem with this proposal is that
common views about psychopaths suggest that Conceptual Rationalism does not
capture our concept of moral requirements. Empirical Rationalism is immune to these
criticisms, for it claims only that it is an empirical fact about human
psychology that moral judgment derives from our rational capacities. However, Empirical Rationalism is
seriously threatened by empirical evidence on the psychology of
psychopathy. For recent evidence
indicates that the capacity for moral judgment is in fact seriously disrupted in
psychopaths, but this seems to be the result of an emotional deficit rather than
any rational shortcomings.
I. Conceptual
Rationalism
The basic idea of Conceptual Rationalism is that it is a conceptual truth
that a moral requirement is a reason for action (Nagel 1970, Korsgaard 1986,
Smith 1994). For instance, Michael
Smith writes that the rationalist’s conceptual claim is that “our concept of a
moral requirement is the concept of a reason for action; a requirement of
rationality or reason” (1994, p. 64).
He goes on to say, “according to the rationalist, it is a conceptual
truth that claims about what we are morally required to do are claims about our
reasons” (1994, p. 84). I will
focus on Smith’s version of this position, since it is largely insulated from
empirical problems raised against classical conceptual analysis (e.g., Stich
1992). Smith adopts David Lewis’
view that the terms of commonsense theories are defined by the set of platitudes
in which they occur (Lewis 1970, 1972).
So, as Smith envisions the project of conceptual analysis, “an analysis
of a concept is successful just in case it gives us knowledge of all and only
the platitudes which are such that, by coming to treat those platitudes as
platitudinous, we come to have mastery of that concept” (1994, p. 31). This approach elegantly sidesteps
empirical problems about the way that concepts are mentally represented. It is clearly the case that lay people
know a number of platitudes about morality (e.g., “It’s wrong to hit a person
without a good reason”). The
project of charting those platitudes is both practicable and
interesting.
For current purposes (viz., exploring the importance of psychopaths for
moral rationalism), the crucial feature of Conceptual Rationalism is its account
of the link between moral judgment and motivation. Smith maintains that Conceptual
Rationalism entails the Practicality Requirement, according to which “It is
supposed to be a conceptual truth that agents who make moral judgments are
motivated accordingly, at least absent weakness of the will and the like” (Smith
1994, p. 66). Thus, Conceptual
Rationalism is committed to the claim that it’s a conceptual truth that people
who make moral judgments are motivated by them.[1] It is
at this point that considerations about psychopaths start to raise
trouble.
II. Conceptual Rationalism
and Platitudes about Psychopathy
It was almost as if he [I]
said it was wrong for all these things to happen. ‘It is wrong for me to jaywalk. It is wrong to rob a bank. It is wrong
to break into other people’s houses.
It is wrong for me to drive without a driver's license. It is wrong not to pay your parking
tickets. It is wrong not to vote in
elections. It is wrong to
intentionally embarrass people’
Presumed psychopath Ted
Bundy (Michaud & Aynesworth 1989, p.
116).[2]
Psychopaths pose a familiar
problem for Conceptual Rationalism because, contrary to the Practicality
Requirement, it seems possible that a psychopath can be fully rational and judge
that some action is morally required without being motivated to do it. This sort of worry is typically traced
back to Hume’s “sensible knave” thought experiment. Hume sets up the case as
follows:
according to the imperfect
way in which human affairs are conducted, a sensible knave, in particular
incidents, may think that an act of iniquity or infidelity will make a
considerable addition to his fortune, without causing any considerable breach in
the social union and confederacy. That honesty is the best policy, may be
a good general rule, but is liable to many exceptions; and he, it may perhaps be
thought, conducts himself with most wisdom, who observes the general rule, and
takes advantage of all the exceptions.
I must confess that, if a
man think that this reasoning much requires an answer, it will be a little
difficult to find any which will to him appear satisfactory and convincing. If
his heart rebel not against such pernicious maxims, if he feel no reluctance to
the thoughts of villainy or baseness, he has indeed lost a considerable motive
to virtue; and we may expect that his practice will be answerable to his
speculation (Hume 1777/1966, pp. 282-283).
In the contemporary
literature, David Brink develops Hume’s example and argues that these sorts of
cases show that it is conceptually possible for a rational amoralist to make
moral judgments without being appropriately motivated by them (e.g., Brink
1989). Although he ultimately tries
to defend Conceptual Rationalism against Brink, Smith himself suggests that such
apparent cases of rational amoralists aren’t “confined to the world of
make-believe. There are, after all,
real-life sociopaths” (1994, p. 67).
The standard Conceptual Rationalist response to this problem is to
maintain that sociopaths or psychopaths do not “really make moral
judgments at all” (Smith 1994, p. 67).
When psychopaths say that it’s wrong to hurt people, they are not
expressing the same thing that normals do with the same sentence, since
psychopaths are not motivated in the right way and thus their words mean
something else. Rather, psychopaths
use moral terms in an “inverted-commas” sense (Hare 1952). This inverted-commas response has been
defended most vigorously by Smith, and it has generated a spirited debate (e.g.,
Brink 1997,
Miller 1996, Smith 1994, 1996,
1997). I want to skirt most of the debate to
consider a point at which the inverted-commas response joins an empirical
issue.
It is important to be clear about exactly what the inverted-commas claim
comes to. If the inverted-commas
response is to insulate Conceptual Rationalism from the rational amoralist, then
the claim cannot be that it is an empirical fact about psychopaths that they use
moral terms in an inverted-commas sense.
Rather, the claim must be that it is part of our concept of moral
judgment that psychopaths do not really make moral judgments, but only
‘moral’ judgments. Conceptual
Rationalism is, after all, supposed to characterize our ordinary moral concepts
and intuitions. Indeed, as Smith
develops it, Conceptual Rationalism is supposed to be a systematized set of
platitudes that characterize the folk concept of morality. Although the project of systematizing
the platitudes will presumably require serious analytic resources, the project
also has substantive empirical checks since the platitudes themselves are
supposed to be claims that most people would accept. Hence, an important initial question is,
what do people think about moral judgment in psychopaths? Since both Conceptual Rationalists and
their opponents are heavily invested in the debate, we should be wary of relying
on their intuitions about what people think about psychopathic moral
judgment. A less loaded alternative
is to simply ask people who haven’t been trained in the debate. In light of this, I carried out a
preliminary study in which I presented philosophically unsophisticated
undergraduates with questions about whether a given person really understands
moral claims. Subjects were given
the following probes:
John is a psychopathic
criminal. He is an adult of normal
intelligence, but he has no emotional reaction to hurting other people. John has hurt and indeed killed other
people when he has wanted to steal their money. He says that he knows that hurting
others is wrong, but that he just doesn’t care if he does things that are
wrong. Does John really understand
that hurting others is morally wrong?
Bill is a
mathematician. He is an adult of
normal intelligence, but he has no emotional reaction to hurting other
people. Nonetheless, Bill never
hurts other people simply because he thinks that it is irrational to hurt
others. He thinks that any rational
person would be like him and not hurt other people. Does Bill really understand that hurting
others is morally wrong?
The responses to these questions were striking – and they ran in exactly
the opposite pattern that Conceptual Rationalism would suggest. Most subjects (nearly 85%) maintained
that the psychopath did really understand that hurting others is morally
wrong, despite the absence of motivation.
Neither was this due to an insipid reluctance to deny genuine moral
judgment, for, surprisingly, a majority of subjects denied that the
mathematician really understood that hurting others is morally wrong.[3] These responses suggest that, at least
in some populations, the common conception of psychopaths is precisely that they
really know the difference between right and wrong, but they don’t care
about doing what’s right. Prima
facie, this counts as evidence against the Conceptual Rationalist’s
inverted-commas gambit. For it
seems to be a platitude that psychopaths really make moral
judgments. And if it’s a platitude
that psychopaths really make moral judgments, it will be difficult to prove that
Conceptual Rationalism captures the folk platitudes surrounding moral
judgment. This is not to say that
there are no responses available to the inverted-commas enthusiast. One might, for instance, maintain that a
process of reflective equilibrium would lead people to reject the platitude
about psychopathic moral judgment.
However, it’s important to note that this sort of response is yet another
substantive empirical claim, which will not be persuasive without empirical
evidence.
There is a more far reaching empirical threat to Conceptual Rationalism
from recent work on philosophical intuitions. Jonathan Weinberg, Steve Stich, and I
explored epistemic intuitions in different cultures and socioeconomic
groups. We found that there is
considerable and surprising variation (both within and across cultures) in folk
intuitions about standard epistemological thought experiments (Weinberg et al.
forthcoming). For instance, on a
Gettier case, there was a significant difference between the responses of
Western students and East Asian students.
Although we do not yet have any cross-cultural data on intuitions about
meta-ethics, the findings on epistemic intuitions obviously raise the
possibility that there might also be considerable variation in intuitions about
moral requirements. Thus, not only
is it a substantive empirical assumption that the folk platitudes, when
systematized, will exclude the platitude about psychopathic moral judgment, it
is also a substantive empirical assumption that there is a stable and
cross-culturally uniform set of intuitions or platitudes that comprise
the folk concept of morality.
Thus, it is empirically dubious that there is a single, universal folk
concept of morality according to which psychopaths do not make genuine moral
judgment. As we will see, there is
empirical evidence that indicates that the capacity for moral judgment is
seriously disturbed in psychopaths, and they are plausibly regarded as using
moral terms in an inverted-commas sense.
However, this empirical evidence is of no help to the Conceptual
Rationalist. For the problem
psychopaths pose for Conceptual Rationalism concerns only the facts about our
concept of psychopaths, not the facts about psychopaths
themselves.
III. Empirical
Rationalism
In addition to rationalist
claims about our moral concepts, there is another kind of rationalist claim,
what I’ll call Empirical Rationalism. The basic idea of Empirical Rationalism
might be put as follows:
It
is an empirical fact that moral judgment in humans is a kind of rational
judgment; i.e., our moral judgments derive from our rational faculties or
capacities.
In contrast to Conceptual
Rationalism, Empirical Rationalism adverts to our actual rational capacities as
the basis for our moral judgment, rather than anything about our concept of what
a moral judgment is.
In recent years, Peter Singer has developed a version of Empirical
Rationalism in the context of the
evolutionary problem of how to explain the sense of responsibility:
How can evolutionary theory
explain a sense of responsibility to make the entire world a better place? How could those who have such a sense
avoid leaving fewer descendants, and thus, over time, being eliminated by the
normal workings of the evolutionary process?
Here is one possible answer.
Human beings lack the strength of the gorilla, the sharp teeth of the
lion, the speed of the cheetah.
Brain power is our specialty.
The brain is a tool for reasoning, and a capacity to reason helps us to
survive, to feed ourselves, and to safeguard our children… the ability to reason is a peculiar
ability… it can take us to conclusions that we had no desire to reach. For reason is like an escalator, leading
upwards and out of sight…. (Singer 1995, pp. 226-7).
Singer suggests that this natural capacity for reason
enables us to “distance ourselves from our own point of view and take on,
instead, a wider perspective, ultimately even the point of view of the universe”
(Singer 1995, p. 229).
Although few other writers develop Empirical Rationalism in an
evolutionary framework, there is reason to think that other rationalists also
find Empirical Rationalism attractive.
For instance, Thomas Nagel is concerned to dispel subjectivism, which he
regards as an empirical hypothesis (1997, pp. 110-1). And Smith tries to explain
the behavior of actual miscreants, like the successful criminal, by appealing to
failures in the criminal’s rational processes (1994, pp. 194-6). In effect, Smith suggests that those who
actually exhibit persistent failings in moral judgment suffer from rational
failings.
More broadly, rationalists often remark on the amount of actual agreement
that is found in moral discourse, and they take this to support a
rationalist
claim. In discussing values, Nagel
writes that “the degree to which agreement can be achieved and social prejudices
transcended in the face of strong pressures suggests that something real is
being investigated” (1986, p. 148).
Similarly, Smith writes, “the empirical fact that moral argument tends to
elicit the agreement of our fellows gives us reason to believe that there will
be a convergence in our desires under conditions of full rationality. For the best explanation of that
tendency is our convergence upon a set of extremely unobvious a
priori
moral truths”
(1994, p. 187). These observations
about actual agreement on moral issues are not about our concept of moral
requirements; rather, they are claims about our actual and predicted moral
judgments. Coming to agreement about moral issues
is supposed to count as evidence that we arrive at our moral judgments through
rational means. In this context,
the analogy with mathematics is especially appealing. Smith exploits this analogy:
Why not think. . . that if
such a convergence emerged in moral practice then that would itself suggest that
these particular moral beliefs, and the corresponding desires, do enjoy a
privileged rational status? After
all, something like such a convergence in mathematical practice
lies behind our conviction that mathematical claims enjoy a privileged rational
status. So why not think that a
like convergence in moral practice would show that moral judgements enjoy the
same privileged rational status? . . . . It remains
to be seen whether sustained moral argument can elicit the requisite convergence
in our moral beliefs, and corresponding desires to make the idea of a moral fact
look plausible. . . . Only time will
tell (Smith
1993, pp. 408-9).
By exploiting this analogy
between moral judgment and mathematical judgment, we can offer a somewhat
sharper characterization of Empirical Rationalism:
The psychological capacities
underlying moral judgment are, like the psychological capacities underlying
mathematical judgment, rational mechanisms.
If this is right, then all
rational creatures should eventually reach agreement about moral claims, as they
do about mathematical claims.
According to Empirical
Rationalism, then, human moral judgment is a product of reason, just as logic
and mathematics are products of reason.
That would provide ample justification for thinking that human morality
is in fact objective. Because if
human moral judgment derives from our rational faculties, then creatures who
have all of the rational faculties that we do (including aliens) should arrive
at the same moral views that we do.
It’s worth emphasizing that this might be true quite independently of
whether Conceptual Rationalism is true. It might turn out that our actual moral
psychology really is akin in the relevant respects to our actual mathematical
psychology, and this might be the case even if it’s not part of our
concept of moral requirement that moral requirements are requirements of
rationality. Indeed, platitudes about psychopaths do not pose the slightest
objection to the Empirical Rationalist claim that human morality derives from
rational cognitive mechanisms. Rather, Empirical Rationalism is, I think, the
most promising contender for securing moral objectivism.
IV. Empirical Rationalism and the Psychology
of Psychopathy
Contrary to the Conceptual Rationalist claim, it is apparently a folk
platitude that psychopaths understand that it is morally wrong to hurt others
but don’t care. However, recent
evidence suggests that psychopaths really do have a defective understanding of
moral violations. I’ll argue that, ironically, this evidence poses a serious
problem for the Empirical Rationalist.
For psychopaths’ moral judgment making is deeply disturbed, but this
seems not to be the result of a defect in their rational capacities. So, while Conceptual Rationalism is at
odds with our concept of psychopathy, Empirical Rationalism is at odds with the
psychology of psychopathy.
1. Moral Judgment in
Psychopaths.
In order to explain the
nature of the psychopath’s deficit in moral judgment, we will need to review
some recent work in moral psychology.
In the
empirical literature, the capacity for moral judgment
has perhaps been most directly approached by exploring the basic capacity to
distinguish moral violations (e.g., hitting another person) from conventional
violations (e.g., playing with your food). This tradition in psychology began
with the work of Elliot Turiel and has flourished over the last two decades
(e.g., Turiel
et al. 1987, Dunn & Munn 1987, Smetana & Braeges 1990, Nucci
1986). The easiest way to see the
import of the data on moral judgment is to consider how subjects distinguish
between prototypical examples of moral violations and prototypical examples of
conventional
violations. Prototypical moral
violations include pulling hair, pushing, and hitting. The examples of conventional violations
that have been studied are much more varied. They include violations of school
rules (e.g.,
talking out of turn), violations of etiquette
(e.g., drinking
soup out of a bowl), violations of family rules
(e.g., not clearing one’s dishes). What is striking about this literature
is that, from a young age, children distinguish the cases of moral violations
from the conventional violations on a number of dimensions. For instance,
children tend to think that moral transgressions are generally less permissible
and more serious than conventional transgressions. And the explanations for why moral
transgressions are wrong are given in terms of fairness and harm to victims,
whereas the explanation for why conventional transgressions are wrong is given
in terms of social acceptability. Further, conventional rules, unlike moral
rules, are viewed as dependent on authority. For instance, if the teacher at another
school has no rule against chewing gum, children will judge that it’s not wrong
for a person to chew gum at that school; but even if the teacher at another
school has no rule against hitting, children claim that it’s still wrong for a
person to hit at that school.
Indeed, a fascinating study on Amish
teenagers indicates that moral wrongs are not even regarded as dependent on
God’s authority. Nucci (1986) found that 100% of a group of Amish
teenagers said that if God had made no rule against working on Sunday, it would
not be wrong to work on Sunday.
However, more than 80% of these subjects said that even if God had made
no rule about hitting, it would still be wrong to hit.
R. James Blair has recently
tested psychopaths and control criminals on this basic capacity to distinguish
moral and conventional violations (Blair 1995; see also Blair 1997). All the subjects were in prison at the
time of the testing. To test the subjects’
understanding of permissibility, they were asked,
“Was it O.K. for X to do
Y?”.
To test the subjects’
judgment of seriousness, they were asked,
“Was it bad for X to do [the
transgression]?” and
“On a scale of one to ten,
how bad was it for X to do [the transgression]?”.
The subjects were also asked
“Why was it bad for X to do
[the transgression]?”
to examine the subjects’ justification
categories. Finally, the subjects
were told: “Now what if the teacher said before the lesson, before X did [the
transgression], that ‘At this school anybody can Y if they want to. Anybody can Y.’” They were then asked,
“Would it be O.K. for X to
do Y if the teacher says X can?”.
This question tested whether the subjects
viewed the rule as authority dependent (Blair 1995, pp. 16-17). Blair found that control criminals, like
normal adults and children, made a significant moral/conventional distinction on
permissibility, seriousness, and authority contingence; psychopaths, on the
other hand, didn’t make a significant moral/conventional distinction on any of
these dimensions. Furthermore,
psychopaths were much less likely than the control criminals to justify rules
with reference to the victim’s welfare.
Rather, psychopaths typically gave conventional-type justifications for
all transgressions (e.g., “it’s not the done thing” [the subjects were
British]). This failure to
distinguish moral and conventional violations is illustrated in the remark taken
from Ted Bundy
at the beginning of section II, when he notes that it is wrong to jaywalk, wrong
to rob a bank, wrong to break into other people’s houses, and wrong to drive
without a license (Michaud & Aynesworth 1989, p. 116). Bundy doesn't seem to distinguish
between the radically different kinds of wrongs involved here, mixing moral and
conventional violations indiscriminately.
It seems
then, that although there is a sense in which psychopaths do know right from
wrong, they don’t know (conventional) wrong from (moral) wrong. We would, in fact, have some
justification in maintaining that they use moral terms only in an
inverted-commas sense.
2. What’s wrong with
psychopaths?
The fact that the most
celebrated class of amoralists have a defective capacity for moral judgment
provides some support to the claim that moral judgment is closely linked with
motivation. For we know that
psychopaths aren’t motivated by moral prohibitions the way normal people
are. But one then needs to ask what
the cognitive mechanisms are that produce this correlation between moral
judgment and moral motivation, and what cognitive mechanisms are disrupted in
psychopathy. It is at that point
that we begin to see the problem posed for the Empirical Rationalist. For there is no easy way for Empirical
Rationalists to explain the psychopath’s deficit, but there is a non-rationalist
explanation that has some independent support.
Rationalist accounts of the psychopath’s deficit in
moral judgment
One simple rationalist
explanation of the problem with psychopaths would be that although psychopaths
have the relevant psychological faculties, they haven’t been exposed to the
right reasoning patterns. They just
need to be convinced, presumably by argument, of the claims of morality. However, this option looks particularly
unpromising, for it turns out that psychopathy is remarkably recalcitrant. Robert Hare, who devised the standard
diagnostic measure for psychopathy, notes that
many writers on the subject
have commented that the shortest chapter in any book on psychopathy should be
the one on treatment. A
one-sentence conclusion such as, “No effective treatment has been found,” or,
“Nothing works,” is the common wrap-up to scholarly reviews of the literature
(Hare 1993, p. 194).
As a result, it would seem
unduly optimistic to think that a course in moral philosophy would do the
trick.
A more interesting line of
rationalist response is that psychopaths really do lack some crucial faculty of
reason that is intact in those who perform normally on the moral judgment
task. In order for the Empirical
Rationalist to make this option plausible, he would need some principled account
of what kind of rational abilities underlie the capacity for making the
moral/conventional distinction, then show that those rational abilities are
missing in the psychopath. The rationalist would also need to show that this
rational defect is not present in groups that can make the moral/conventional
distinction. This makes the
rationalist’s project particularly challenging, for the moral/conventional
distinction is made by individuals with a wide range of cognitive abilities and
disabilities. For instance, from a
surprisingly young age, children are able to distinguish between moral and
conventional violations. Smetana
and Braeges (1990) claim that children appreciate the distinction around the
3rd birthday. Recent
research indicates that children with autism and children with Downs Syndrome
also make the moral/conventional distinction (Blair 1996). Further, as noted earlier,
non-psychopathic criminals do make the moral/conventional distinction (Blair
1995).
The project of
characterizing a rational deficit in psychopaths that might underlie a moral
deficit has seldom been addressed directly, and there are few detailed proposals
for a rational defect in psychopaths.
However, there are some suggestions in the literature that might be
interpreted as rationalist hypotheses.
I’ll consider three possibilities.
Perspective taking abilities
One possibility is that
moral understanding depends on perspective taking abilities, which are commonly
construed as rational cognitive abilities (e.g., Piaget 1966). Nagel seems to
suggest something along these lines:
“The principle of altruism. . . is connected with the conception of
oneself as merely one person among others.
It arises from the capacity to view oneself simultaneously as ‘I’ and as
someone - an impersonally specifiable individual” (1970, p. 19). Elsewhere, he writes, “once the
objective step is taken, the possibility is also open for the recognition of
values and reasons that are independent of one’s personal perspective and have
force for anyone who can view the world impersonally, as a place that contains
him” (1986, p. 140). So, perhaps
the rationalist can maintain that the problem with psychopaths is that they have
a defect in their ability to take a perspective that is not their own. However, there is no reason to think
that psychopaths have such a deficit.
Indeed, psychopaths seem to be quite capable of taking the perspective of
others (e.g., Blair et al. 1996).
That’s presumably part of what makes them so successful at manipulating
others. Furthermore, the fact that
autistic children can make the moral/conventional distinction poses a further
obstacle for the perspective-taking proposal. It’s well known that autistic children
have an impaired capacity for perspective taking. The most direct evidence for this comes
from Baron-Cohen and colleagues (1985), who found that most autistic children
have difficulty understanding that other people can have beliefs that differ
from their own. Yet autistic children do not have the deficit in moral
understanding found in psychopaths.
So it seems that appealing to the capacity for perspective taking does
not provide a good explanation for the psychopath’s deficit in moral
judgment.
General rational abilities
Another possible account of
the problem with psychopaths is that they suffer from some general deficit in
rationality. It is notoriously difficult to characterize rationality adequately,
but in the literature in ethics, several writers have appealed to the
idealization of a fully rational individual. Smith largely adopts Williams’ (1981)
account, according to which a fully rational agent must have no false beliefs,
all relevant true beliefs and the agent must deliberate correctly (1994, p.
156). Smith adds that correct
deliberation must include the capacity to determine “whether our desires are
systematically justifiable. . . . we can try to decide whether or not
some particular underived desire that we have or might have is a desire to do
something that is itself non-derivatively desirable” (1994, pp. 158-9). So, perhaps the rationalist might say
that psychopaths deviate too far from the fully rational agent to understand
morality.
Although it’s
possible that psychopaths have a general deficit in reasoning, to make
this proposal plausible, one would need to characterize the general deficit in
psychopathy and explain how this general deficit in reasoning is responsible for
psychopaths’ deficiencies in moral judgment. Again, this would have to be shown to be
a general rational deficit in psychopaths that is not present in the groups that
can draw the moral/conventional distinction. And it seems quite unlikely that
psychopaths diverge from the ideal of the fully rational individual more than 3
year old children, children with autism, and children with Downs syndrome.
Intellectual arrogance
Smith does offer a more
specific explanation of the rational defect in the successful criminal, which
might be extended into a rationalist account of psychopathy. His suggestion is that the successful
criminal suffers from “intellectual arrogance”. Smith writes:
the successful criminal
thinks that he has a normative reason to gain wealth no matter what the cost to
others, and he sticks with this opinion despite the fact that virtually everyone
disagrees with him. Moreover, he
does so without good reason. For he
can give no account of why his own opinion about what fully rational creatures
would want should be privileged over the opinion of others; he can give no
account of why his opinion should be right, others’ opinions should be
wrong. He can give no such account
because he rejects the very idea that the folk possess between them a stock of
wisdom about such matters against which each person’s opinions should be
tested. And yet, ultimately, this
is the only court of appeal there is for claims about what we have normative
reason to do. The successful
criminal thus seems to me to suffer from the all too common vice of
intellectual arrogance. He
therefore does indeed suffer from a ‘failure to consider or appreciate certain
arguments’, for he doesn’t feel the force of arguments that come from others
at all (1994, pp. 195-6).
The claim that the successful criminal suffers from intellectual arrogance is a perfectly sensible hypothesis, but if this hypothesis is supposed to explain why psychopaths don’t grasp the moral/conventional distinction, one would need to provide evidence that this kind of intellectual arrogance distinguishes psychopaths from non-psychopathic criminals, who do make the moral/conventional distinction. And there’s little evidence on the issue. Certainly, there’s no reason to think that psychopaths are intellectually arrogant in the sense that they won’t rely on the knowledge of others. Psychopaths are perfectly willing to believe from their peers that arsenic is poison, that eating too much fat will make you overweight, and so on. So to appeal to intellectual arrogance generally looks unprincipled. Furthermore, Blair’s data themselves suggest that psychopaths do recognize that some things are right and some things are wrong. What psychopaths apparently fail to appreciate is that some prohibited actions (e.g., hitting another) have a different status than other prohibited actions (e.g., speaking out of turn). So, they do seem to be capable of learning from their peers, and hence don’t exhibit a general intellectual arrogance that would explain their deficit in moral judgment.
Affect-based accounts of the psychopath’s deficit in moral judgment
The point of the foregoing
was not to
provide a knockdown argument against the possibility of finding a rational
deficit in psychopaths that would explain their deficit in moral understanding.
Rather, the point is to bring out the difficulty of such a project – the
Empirical Rationalist needs to find a rational defect in psychopaths that
explains their deficit in moral judgment; and this deficit should not be present
in autistic individuals, young children, control criminals, and a host of other
rationally idiosyncratic humans who don’t share the psychopaths’ deficit in
moral judgment. Now I’d like to
present further reason to be skeptical that Empirical Rationalism can make a
compelling response to the problem. For there are affective deficit
accounts that are supported by independent evidence. And if one of these accounts is shown to
be right, then Empirical Rationalism will have been
refuted.
It’s difficult to find a
rational defect that is present in psychopaths but absent in the groups of
individuals that do draw the moral/conventional distinction. Recent research
indicates that there is a salient psychological difference between psychopaths
and the other groups, but it’s not a difference in rational capacities. Rather, it’s a difference in
affective response. Blair and colleagues explored subjects’ affective
responses to cues of distress in others.
They showed pictures of distressed faces and pictures of threatening
faces to a wide range of subject populations. Over a series of studies, they found
that normal children, autistic children and non-psychopathic criminals all show
considerably heightened physiological response both to threatening stimuli and
to cues that another is in distress; psychopaths, on the other hand, show
considerably heightened physiological response to threatening stimuli, but show
abnormally low responsiveness to distress cues (Blair et al. 1997; Blair et al.
1999, see also Yirmiya et al. 1992).
This finding of a distinctive affective deficit in psychopathy might
provide the basis for explaining the psychopath’s difficulties with the
moral/conventional task.
Blair’s own explanation of
the psychopath’s deficit in moral judgment appeals to what he calls a “Violence
Inhibition Mechanism” or VIM (Blair 1995).
The idea derives from Lorenz’ (1966) proposal that social animals have
evolved mechanisms to inhibit intra-species aggression. When a conspecific displays submission
cues, the attacker stops. Blair suggests that there's something analogous in our
cognitive systems, the VIM, and that this mechanism underlies both our response
to distress cues and our capacity to distinguish moral from conventional
violations. This mechanism is
damaged in psychopathy, according to Blair, and this explains the psychopath’s
failure on the moral/conventional task.
In normals, the VIM produces negative affect which generates moral
judgment. Since psychopaths have a
defective VIM, their moral judgment is correspondingly
defective.
I think that there are a
number of problems with Blair’s VIM account of moral judgment and psychopathy
(Nichols forthcoming). On the model
that I prefer, the capacity for drawing the moral/conventional distinction
depends on two quite different mechanisms.
First, there is a body of information, a normative “theory” that
specifies a set of harm-based normative violations. But the data indicate that affect also
plays a role in mediating performance on the moral/conventional task, and that
affective response seems to infuse norms with a special status (Nichols
forthcoming). Since psychopaths
have a deficiency in their affective response to harm in others, this plausibly
explains why they fail to treat harm norms as distinctive (Nichols 2001,
forthcoming).
There are
serious questions about the relative merits of these two accounts of the
capacities underlying moral judgment.
However, for purposes of evaluating Empirical Rationalism, these issues
don’t need to be resolved. The
important point is that on both of these accounts, an affective mechanism plays
a critical role in the capacity for moral judgment. If anything much like these affect-based
accounts is right, then it looks like we have a non-rationalist explanation of
the psychopath’s deficit in moral judgment. For on these accounts, the
psychopath’s deficit in moral judgment depends on a deficit in an affective
mechanism, not on deficits in rationality.
The evidence on psychopaths thus seems not to support Empirical
Rationalism at all, but rather, rationalism’s rival, sentimentalism. For apparently emotional responsiveness
plays a key role in moral judgment after all.
V.
Conclusion
Moral
rationalism has seemed the most promising way to secure moral objectivism. I’ve suggested that rationalism can be
developed in two quite different ways, as a conceptual claim or as an empirical
claim, and psychopaths threaten both claims. Contrary to Conceptual Rationalist
claims, psychopaths are commonly regarded as rational individuals who really
make moral judgments but are not motivated by them. Recent evidence provides good reason to
think that the common conception of psychopaths is wrong, for the capacity for
moral judgment is apparently seriously disturbed in psychopathy. However, this provides no help to the
Conceptual Rationalist and in fact seriously undermines Empirical
Rationalism. For the defective
capacity for moral judgment in psychopathy seems not to derive from a rational
deficit, but rather from a deficit to an affective
system.
There is a wicked irony in
all this. The psychopath is often
considered to be the epitome of evil, and now the facts about psychopaths seem
to pose serious problems for the most promising avenues for securing moral
objectivity. So, the very
individuals whose actions elicit our strongest condemnation provide evidence
against theories that would allow us to regard moral violations as objectively
wrong.[4]
College of
Charleston
Charleston, SC
29424
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[1] One might try to defend Conceptual Rationalism without committing oneself to the Practicality Requirement. However, the most prominent and influential versions of Conceptual Rationalism are tied to the Practicality Requirement, and I will simply assume in what follows that Conceptual Rationalism is committed to the Practicality Requirement.
[2] A note is in order about Bundy's use of the third person at the beginning of the quotation. In his interviews with Michaud and Aynesworth (1989), Bundy initially refused to talk about the murders he was accused of committing. The interviewers suggested that, to avoid incriminating himself, Bundy use the third person to talk about the murders. Bundy agreed to this arrangement, and as a result, many of his statements are presented in the third person, even though they are presumably about Bundy himself.
[3] A χ 2
goodness-of-fit test shows that the proportion of subjects saying that the
psychopath did understand differs significantly from what would be expected by
chance (χ 2(N=26, df=1) = 12.462, p< .001, two-tailed). In
addition, there was a statistically significant difference in subjects’
responses to the psychopath and mathematician cases (which were counterbalanced)
(McNemar’s test, N=26, p < .025, two-tailed).
[4] Acknowledgements: I would like to thank John Doris, Michael Gill, Gil Harman, Dan Haybron, Dan Jacobson, Elizabeth Meny, Aaron Meskin, Adam Morton, and Steve Stich for discussion and comments on earlier drafts of this paper. Earlier versions of this paper were presented at Hampshire College and at the Princeton/Rutgers seminar on Ethics & Cognitive Science. I am grateful to the audiences on those occasions for their useful feedback. This research was supported by NIH grant PHST32MH19975.